File a Claim Online | Pareteum Securities Litigation

Pareteum Securities Litigation Claim Form

Step 1 of 6 - Help

This form allows you to file your claim online securely through our website. If you wish to file a paper claim or review any of the documents related to this case, please click the PROOF OF CLAIM link found on the Important Documents page on this website.

Before you begin
Please have the following items ready to go before you begin filing your online claim form; it will make the process easier for you.
• You should have copies of your statements for the relevant date ranges so that you can enter your transactions.
• You should have copies of these statements scanned and saved on your computer so that you can upload them as proof. We prefer files in PDF format, but we can accept most file formats.

Step 2 – General Instructions
Please read this important information about the case. It provides important details you should understand before you file your claim.

Step 3 – Claimant Information
Please enter your current contact information to assist us in identifying your claim and contacting you for additional information and updates. We recommend you turn off auto-fill settings in your browser to ensure incorrect information is not added by mistake. You will receive a confirmation email that we received your claim at the email address you provide. Double check the information before you click next as you will not have the opportunity to review it again prior to submitting.

Step 4 – Schedule of Transactions
Please read the instructions carefully and enter your relevant transactions. You need to ensure that your number of shares in beginning holdings plus purchases/acquisitions minus sales and minus ending holdings equals zero. This is to ensure that all relevant transactions are accounted for. The form will not allow you to continue until all outstanding shares are accounted for.

Step 5 – Documentation
Please drag and drop your files or click select files and choose the files that you will provide as proof of your transactions. Broker statements are usually the best documents to use as proof. Please note that when the file upload completes, the file name will be listed below the upload box. You can click the red x to remove the file if it was added in error.

Step 6 – Certification
Please read the Certification. By typing your name and date in these fields, you are signing the document and certifying that everything is true, correct and complete. After you click the submit button, you will receive a confirmation that your claim was submitted. You will also receive a confirmation number; please record this number for future reference.

After submitting your claim
Within a few minutes of submitting your claim; you will receive a confirmation email from us that contains your Form ID along with the information you submitted. If you need to make any amendments to your claim, please reference the Form ID you received.

GENERAL INSTRUCTIONS
Deadline for Submission: April 3, 2023

If you purchased or otherwise acquired Pareteum Corporation (“Pareteum” or the “Company”) common stock (ticker symbol “TEUM”) between December 14, 2017 and October 21, 2019, inclusive, including in connection with Pareteum’s tender offer exchange for iPass, Inc. common stock on or about February 12, 2019, or Pareteum’s Secondary Offering on or about September 20, 2019, you could receive a payment from this class action settlement.

IF YOU ARE A SETTLEMENT CLASS MEMBER, YOU MUST COMPLETE AND SUBMIT THIS FORM IN ORDER TO BE ELIGIBLE FOR ANY SETTLEMENT BENEFITS.

YOU MUST COMPLETE AND SIGN THIS PROOF OF CLAIM AND RELEASE (“PROOF OF CLAIM”) AND SUBMIT IT ELECTRONICALLY BY 11:59 P.M. EST ON APRIL 3, 2023 OR MAIL IT BY FIRST CLASS MAIL, POSTMARKED NO LATER THAN APRIL 3, 2023 TO THE FOLLOWING ADDRESS:

Pareteum Securities Litigation
c/o Strategic Claims Services
P.O. Box 230
600 N. Jackson Street, Suite 205
Media, PA 19063
info@PareteumSecuritiesLitigation.com

YOUR FAILURE TO SUBMIT YOUR CLAIM BY APRIL 3, 2023 WILL SUBJECT YOUR CLAIM TO REJECTION AND PRECLUDE YOUR RECEIVING ANY MONEY IN CONNECTION WITH THE SETTLEMENT OF THIS ACTION. DO NOT MAIL OR DELIVER YOUR CLAIM TO THE COURT OR TO ANY OF THE SETTLING PARTIES OR THEIR COUNSEL AS ANY SUCH CLAIM WILL BE DEEMED NOT TO HAVE BEEN SUBMITTED. SUBMIT YOUR CLAIM ONLY TO THE CLAIMS ADMINISTRATOR.
CLAIMANT’S STATEMENT
1. I (we) purchased Pareteum common stock and was (were) damaged thereby. (Do not submit this Proof of Claim if you did not purchase Pareteum common stock during the designated Settlement Class Period).

2. By submitting this Proof of Claim, I (we) state that I (we) believe in good faith that I am (we are) a Settlement Class Member as defined above and in the Notice of Pendency and Proposed Settlement of Class Action (the “Notice”), or am (are) acting for such person(s); that I am (we are) not a Defendant in the Actions or anyone excluded from the Settlement Class; that I (we) have read and understand the Notice; that I (we) believe that I am (we are) entitled to receive a share of the Net Settlement Fund, as defined in the Notice; that I (we) elect to participate in the proposed Settlement described in the Notice; and that I (we) have not filed a request for exclusion. (If you are acting in a representative capacity on behalf of a Settlement Class Member [e.g., as an executor, administrator, trustee, or other representative], you must submit evidence of your current authority to act on behalf of that Settlement Class Member. Such evidence would include, for example, letters testamentary, letters of administration, or a copy of the trust documents.)

3. I (we) consent to the jurisdiction of the Court with respect to all questions concerning the validity of this Proof of Claim. I (we) understand and agree that my (our) claim may be subject to investigation and discovery under the Federal Rules of Civil Procedure, provided that such investigation and discovery shall be limited to my (our) status as a Settlement Class Member(s) and the validity and amount of my (our) claim. No discovery shall be allowed on the merits of the Litigation or Settlement in connection with processing of the Proof of Claim.

4. I (we) have set forth where requested below all relevant information with respect to each purchase of Pareteum common stock shares, and each sale, if any. I (we) agree to furnish additional information to the Claims Administrator to support this claim if requested to do so.

5. I (we) have enclosed photocopies of the stockbroker’s confirmation slips, stockbroker’s statements, or other documents evidencing each purchase, sale, or retention of Pareteum common stock listed below in support of our claim. (IF ANY SUCH DOCUMENTS ARE NOT IN YOUR POSSESSION, PLEASE OBTAIN A COPY OR EQUIVALENT DOCUMENTS FROM YOUR BROKER BECAUSE THESE DOCUMENTS ARE NECESSARY TO PROVE AND PROCESS YOUR CLAIM.)

6. I (we) understand that the information contained in this Proof of Claim is subject to such verification as the Claims Administrator may request or as the Court may direct, and I (we) agree to cooperate in any such verification. (The information requested herein is designed to provide the minimum amount of information necessary to process most simple claims. The Claims Administrator may request additional information as required to efficiently and reliably calculate your recognized claim. In some cases, the Claims Administrator may condition acceptance of the claim based upon the production of additional information, including, where applicable, information concerning transactions in any derivatives securities such as options.)

7. Upon the occurrence of the Effective Date, as defined in the Notice, I (we) agree and acknowledge that my (our) signature(s) hereto shall effect and constitute a full and complete release, remise and discharge by me (us) and my (our) heirs, joint tenants, tenants in common, beneficiaries, executors, administrators, predecessors, successors, attorneys, insurers and assigns (or, if I am (we are) submitting this Proof of Claim on behalf of a corporation, a partnership, estate or one or more other persons, by it, him, her or them, and by its, his, her or their heirs, executors, administrators, predecessors, successors, and assigns) of each of the “Released Persons”, as defined in the Notice.

8. NOTICE REGARDING ELECTRONIC FILES: Claimants may submit information regarding their transactions in electronic files. All Claimants MUST submit a signed Proof of Claim form whether or not they submit electronic files. If you wish to file your claim electronically, you must contact the Claims Administrator tollfree at 1-866-274-4004 or visit their website at www.PareteumSecuritiesLitigation.com to obtain the required file layout. No electronic files will be considered to have been properly submitted unless the Claims Administrator issues to the Claimant a written acknowledgment of receipt and acceptance of electronic submission.

The Claims Administrator will use this information for all communications regarding this Claim Form. If this information changes, you MUST notify the Claims Administrator in writing.
Beneficial Owner’s Name*

(as you would like it to appear on your check if eligible for payment)
Co-Beneficial Owner’s Name
Entity Name

(if claimant is not an individual)
Representative or Custodian Name

(if different from Beneficial Owner(s) listed above)
Address*
Street Address Address Line 2 City State / Province / Region ZIP / Postal Code Country
Account Number

(account(s) through which the securities were traded). If the account number is unknown, you may leave blank. If the same legal entity traded through more than one account you may write “multiple.” You must file separate Claim Forms for multiple accounts, i.e., when you are filing on behalf of distinct legal entities.
Claimant Account Type
- Individual(s)
- Corporation
- UGMA Custodian
- IRA
- Partnership
- Estate
- Trust
Last 4 Digits of Claimant Social Security Number (for individuals)/Taxpayer Identification Number (for estates, trusts, corporations, etc.)
Best Phone Number*
Alternate Phone Number
Email Address*
(You authorize the Claims Administrator to use it in providing you with information relevant to this claim.)
Enter Email Confirm Email

SCHEDULE OF TRANSACTIONS IN PARETEUM COMMON STOCK
iPass Purchases and Acquisitions
List all acquisitions of Pareteum common stock (ticker symbol: “TEUM”) pursuant to its acquisition of iPass, Inc. in an all-stock tender offer that closed on or about February 12, 2019, and provide the following information (must be documented):
Trade Date (List Chronologically) (mm/dd/yyyy) Number of Shares Purchased Price Total Cost (excluding taxes, commissions, and fees)
Secondary Offering Purchases and Acquisitions
List all purchases and acquisitions of Pareteum common stock (ticker symbol: “TEUM”) pursuant to its Secondary Offering on or about September 20, 2019, and provide the following information (must be documented):
Trade Date (List Chronologically) (mm/dd/yyyy) Number of Shares Purchased Price Total Cost (excluding taxes, commissions, and fees)
Beginning Holdings*
State the total number of shares of Pareteum common stock owned at the close of trading on December 13, 2017, long or short (must be documented). If none, enter "0".
Purchases and Acquisitions
Separately list each and every purchase of Pareteum common stock during the period from December 14, 2017, to January 17, 2020, inclusive, and provide the following information (must be documented):
Trade Date (List Chronologically) (mm/dd/yyyy) Number of Shares Purchased Price Total Cost (excluding taxes, commissions, and fees)
Sales
Separately list each and every sale of Pareteum common stock during the period from December 14, 2017, to January 17, 2020, inclusive, and provide the following information (must be documented):
Trade Date (List Chronologically) (Month/Day/Year) Number of Shares Sold Price Amount Received (excluding taxes, commissions, and fees)
Ending Holdings*
State the total number of Pareteum common stock owned at the close of trading on January 17, 2020, long or short (must be documented).
BALANCE CHECK
Below is a summary of the transactions you entered. Your Beginning Holdings plus Purchases minus Sales and Ending Holdings should equal zero. Please correct any errors below to ensure that all transactions are accounted for.
Total iPass Purchases and Acquisitions
Total Secondary Offering Purchases and Acquisitions
Beginning Holdings
Total Purchases and Acquisitions
Total Sales
Ending Holdings
BALANCE CONFIRMATION
Outstanding Shares
This field shows the number of shares that are outstanding based on what you have entered in the Beginning Holdings, Purchases, Sales, and Ending Holdings fields. When all shares are accounted for, the balance in this field will be zero.
Balance Check Error*

Trade Date (List Chronologically) (mm/dd/yyyy)	Number of Shares Purchased	Price	Total Cost (excluding taxes, commissions, and fees)

Trade Date (List Chronologically) (mm/dd/yyyy)	Number of Shares Purchased	Price	Total Cost (excluding taxes, commissions, and fees)

Trade Date (List Chronologically) (mm/dd/yyyy)	Number of Shares Purchased	Price	Total Cost (excluding taxes, commissions, and fees)

Trade Date (List Chronologically) (Month/Day/Year)	Number of Shares Sold	Price	Amount Received (excluding taxes, commissions, and fees)

Pareteum Securities Litigation Claim Form

Step 1 of 6 - Help

GENERAL INSTRUCTIONS

CLAIMANT’S STATEMENT

SCHEDULE OF TRANSACTIONS IN PARETEUM COMMON STOCK

BALANCE CHECK

BALANCE CONFIRMATION

CERTIFICATION